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One must take note from the very beginning that there never was a Filioque controversy between the West and East Romans. There were domestic quarrels over details concerning the Christological doctrine and the Ecumenical Synods dealing with the person of Christ. The West Romans championed the cause of Icons defined by the Seventh Ecumenical Synod, but they never supported the Frankish Filioque, either as doctrine or as an addition to the Creed. The Filioque controversy was not a conflict between the Patriarchates of Old Rome and New Rome, but between the Franks and all Romans in the East and in the West.
As we saw in Part 1, there is strong evidence that the cause
of the Filioque controversy is to be found in the Frankish
decision to provoke the condemnation of the East Romans as
heretics so that the latter might become exclusively
"Greeks" and, therefore, a different nation from the
West Romans under Frankish rule. The pretext of the
Filioque controversy was the Frankish acceptance of Augustine as
the key to understanding the theology of the First and Second
Ecumenical Synods. That this distinction between cause and
pretext is correct seems adequately clear in the policy
manifested at the Synod of Frankfurt in 794 which condemned both
sides of the iconoclastic controversy so that the East Romans
would end up as heretics no matter who prevailed.
The Franks deliberately provoked doctrinal differences in
order to break the national and ecclesiastical unity of the Roman
nation, and thus separate, once and for all, the revolutionary
West Romans under their rule from the East Romans. The free
Romans supposedly have `changed' their nationality by becoming
heretics, by moving their capital from Old Rome to New Rome, and
preferring Greek over Latin. So goes the argument of Emperor
Louis II in his letter to Emperor Basil I in 871, as we saw.
Because of this deliberate policy, the Filioque question was
about to take on irreparable dimensions. Up to this time, the
Filioque was a Frankish political weapon which had not yet become
a theological controversy because the Romans hopefully believed
that the Papacy could dissuade the Franks from their doctrinal
dead-end approach. When it became clear that the Franks were not
going to retreat from these politico-doctrinal policies, the
Romans accepted the challenge and condemned both the Filioque and
the Frankish double position on icons at the Eighth Ecumenical
Synod of 879 in Constantinople-New Rome.
During the ensuing centuries long course of the controversy,
the Franks not only forced the Patristic tradition into an
Augustinian mold, but they confused Augustine's Trinitarian
terminology with that of the Father's of the First and Second
Ecumenical Synods. This is nowhere so evident as in the Latin
handling of Maximos the Confessor's description, composed in 650,
of the West Roman Orthodox Filioque at the Council of Florence
(1438-42). The East Romans hesitated to present Maximos' letter
to Marinos about this West Roman Orthodox Filioque because the
letter did not survive in its complete form. They were pleasantly
surprised, however, when Andrew, the Latin bishop of Rhodes,
quoted the letter in Greek in order to prove that in the time of
Maximos there was no objection to the Filioque being in the
Creed. Of course, the Filioque was not yet in the Creed. Then
Andrew proceeded to translate Maximos into Latin for the benefit
of the pope. However, the official translator intervened and
challenged the rendition. Once the correct translation was
established, the Franks then questioned the authenticity of the
text. They assumed that their own Filioque was the only one in
the West, and so they rejected on this ground Maximos' text as a
basis of union.
When Maximos spoke about the Orthodox Filioque, as supported
with passages from Roman Fathers, he did not mean those who came
to be known as Latin Fathers, and so included among them Saint
Cyril of Alexandria.
The fanaticism with which the Romans clung to the Papacy, the
struggle of the Romans to preserved this institution, and the
hierarchy within the confines of the Roman nation are very
well-known historical facts described in great detail in Medieval
histories.
However, the identity of the West Romans and of the East
Romans as one indivisible nation, faithful to the Roman faith
promulgated at the Roman Ecumenical Synods held in the Eastern
part of the Empire, is completely lost to the historians of
Germanic background, since the East Romans are consistently
called "Greeks" and "Byzantines."
Thus, instead of dealing with church history in terms of a
united and indivisible Roman nation, and presenting the Church a
being carved up in the West by Germanic conquerors, European
historians have been sucked into the Frankish perspective, and
thereby deal with church history as though there were a Greek
Christendom as distinguished from a Latin Christendom. Greek Christendom consists of supposedly, the East Romans, and Latin Christendom, of the Franks and other Germanic peoples using Latin plus, supposedly, the West Romans, especially Papal Romania, i.e. the Papal States.
Thus, the historical myth has been created that the West Roman Fathers of the Church, the Franks, Lombards, Burgundians, Normans, etc., are one continuous and historically unbroken Latin
Christendom, clearly distinguished and different from a mythical
Greek Christendom. The frame of reference accepted without
reservation by Western historians for so many centuries has been
"the Greek East and the Latin West."
A much more accurate understanding of history presenting the Filioque controversy in its true historical perspective is based on the Roman viewpoint of church history, to be found in (both Latin and Greek) Roman sources, as well as in Syriac, Ethiopian, Arabic, and Turkish sources. All these point to a distinction between Frankish and Roman Christendom, and not between a mythical Latin and Greek Christendom. Among the Romans, Latin and Greek are national languages, not nations. The Fathers are neither Latins nor Greeks but Romans.
Having this historical background in mind, one can then
appreciate the significance of certain historical and theological
factors underlying the so-called Filioque controversy. This
controversy was essentially a continuation of the Germanic of
Frankish effort to control not only the Roman nation, but also
the rest of the Roman nation and Empire.
In order to expand on this historical approach, we would point
out the following:
1.) The doctrinal differences which exist between Saint
Ambrose and Saint Augustine are a summary of the differences
between Frankish and Roman theological method and doctrine. This
is indeed a strange discovery, since one is given the impression
that Augustine was a student and friend of Ambrose, and that the
latter instructed and baptized the former. After comparing the
two, I have come to the conclusion that Augustine did not pay
much attention to the sermons of Ambrose and evidently read
little of Ambrose's works.
The two differ radically over the questions of the Old
Testament appearances of the Logos, the existence of the
universals, the general framework of the doctrine of the Trinity,
the nature of communion between God and man, the manner in which
Christ reveals His divinity to the apostles, and in general, over
the relation between doctrine and speculation, or revelation and
reason. A reason. Ambrose clearly follows the East Roman Fathers,
and Augustine follows the Bible interpreted within the framework
of Plotinus, and under the pressure of his Manichaean past.
2.) The province of Gaul was the battleground between the
followers of Augustine and of Saint John Cassian, when the Franks
were taking over the province and transforming it into their
Francia. Through his monastic movement and his writings in this
field and on Christology, Saint John Cassian had a strong
influence on the Church in Old Rome also. In his person, as in
other persons such as Ambrose, Jerome, Rufinus, Leo the Great,
and Gregory the Great, we have an identity in doctrine, theology,
and spirituality between the East and West Roman Christians.
Within this framework, Augustine in the West Roman area was
subjected to general Roman theology. In the East Roman area,
Augustine was simply ignored.
3.) In contrast to East and West Roman theology, the Frankish
theological tradition makes its appearance in history reading and
knowing in full only Augustine. As the Franks became acquainted
with other Latin-speaking or Greek-speaking Roman Fathers, they
subordinated them all to the authority of Augustinian categories.
Even the dogmas promulgated at Ecumenical Synods were replaced by
Augustine's understanding of these dogmas.
4.) This theological frame of reference within the framework
of feudalism gives the Franks confidence that they have the best
theology, not only because they have what Latin (i.e. Frankish)
Christendom ever since has considered the greatest Father of the
Patristic period, but also because the Franks and the other
Germanic peoples are, by the very nature of their birth, a noble
race superior to the Romans, "Greeks" (East Romans),
and Slavs. The natural result of this superiority is that the
Germanic races, especially the Fanks, Normans, Lombards, and,
finally, the Germans, should produce a theology better than that
of the Romans. Thus, the scholastic tradition of the Germanic
Europe surpasses the Patristic period of the Romans. I personally
can find no other justification of the claim, so popular until a
few years ago in the West, that scholastic theology succeeded and
surpassed patristic theology.
5.) This distinction has its derivation in a second factor
which has gone unnoticed in European, Russian, and modern
"Greek" manuals because of the identification of
Germanic or Frankish theology with Latin-language Roman theology
under the heading "Latin Christendom".
The historical appearance of Frankish theology coincides with the beginnings of the Filioque controversy. Since the Roman Fathers of the Church took a strong position on this issue, as they did on the question of Icons (also condemned initially by the Franks), the Franks automatically terminated the patristic period of theology with Saint John of Damascus in the East (after they accepted the Seventh Ecumenical Synod) and Isidore of Seville in the West. After this, the Roman Empire no longer can produce Fathers of the Church because the Romans rejected the Frankish Filioque. In doing so, the Romans withdrew themselves from the central trunk of Christianity (as the Franks understood things) which now becomes identical with Frankish Christianity, especially after the East Franks expelled the Romans from the Papacy and took it over themselves.
6.) From the Roman viewpoint, however, the Roman tradition of the Fathers was not only not terminated in the eighth century, but continued a vigorous existence in free Romania in the East, as well as within Arab-occupied areas. Present research is now leading to the conclusion that the Roman Patristic period extended right in tot he period of Ottoman rule, after the fall of Constantinople New Rome. This means that the Eighth Ecumenical Synod (879), under Photios, the so-called Palamite Synods of the fourteenth century, and the Synods of the Roman Patriarchate during the Ottoman period, are all a continuation and an integral part of the history of Patristic theology. It is also a continuation of the Roman Christian tradition, minus the Patriarchate of Old Rome, which, since 1009 after having been captured, ceased to be Roman and became a Frankish institution.
7.) Without ever mentioning the Franks, the Eighth Ecumenical
Synod of 879 condemned those who either added or subtracted from
the Nicene-Constantinopolitan Creed, and also those who had not
yet accepted the Seventh Ecumenical Synod.
It must first be emphasized that this is the first instance in
history wherein and Ecumenical Synod condemned heretics without
naming them. In this case, the heretics are clearly the Franks.
It is also significant that Pope John VIII's Commonitorium to
the Synod does not mention the need to condemn those who either
add or subtract from the Creed.
There is, however, a letter of John to Photios, which is
usually published at the end of the acts of the Synod, in which
the Filioque is vigorously condemned, and is described as
something added not long ago, but never in the Church of Rome.
The letter also requested that admonition from the pope be used
for its removal, since a harsher approach may lead to its
addition by force.
It has been argued that the surviving version for the letter
is a product of the fourteenth century. However, the existing
version fits in perfectly with the conditions of Papal Romania
under Frankish domination at the time of John VIII, which could
not have been known by either a Frank or an East Roman in the
fourteenth century.
The power of the Franks over the Papacy, although not
completely broken after the death of Charlemagne in 814, was in
any case weakened with the dissolution of his Empire, and, in
turn, neutralized by the reconquest of South Italian Romania from
the Saracens by the Roman army beginning in 876. However, Roman
power had not been so strongly established that the Papacy in 879
could afford an open doctrinal war with the Franks. Such an open
conflict would have led to the transformation of papal Romania
into a Frankish duchy, and of the Roman population into the
condition of the Romans conquered in other parts of Western
Romania by the Franks and other Germanic nations and, of course,
also would have meant the addition of the Filioque to the Creed
by force, as pointed out by John.
At the same time, the Roman popes, after the death of Charlemagne, seem to have gained a real influence over the Frankish kingdoms which recognized the magical powers of the popes to anoint an emperor in the West, thus making him equal to the emperor in the East. John VIII seems to have been extraordinarily successful in this regard, and there is not doubt that his request to Photios to be allowed to use persuasion for the removal of the Filioque was based on a real possibility of success.
8.) It is always claimed by Protestant, Anglican, and Latin scholars that since the time of Hadrian I or Leo III, through the period of John VIII, the Papacy opposed the Filioque only as an addition to the Creed, but never as doctrine or theological opinion. Thus, it is claimed that John VIII accepted the Eight Ecumenical Synod's condemnation of the addition to the Creed and not of the Filioque as a teaching.
However, both Photios and John VIII's letter to Photios
mentioned above testify to this pope's condemnation of the
Filioque as doctrine also. Yet the Filioque could not be publicly
condemned as heresy by the Church of Old Rome. Why? Simply
because the Franks were militarily in control of papal Romania,
and as illiterate barbarians were capable of any kind of criminal
act against Roman clergy and populace. The Franks were a
dangerous presence in papal Romania and had to be handled with
great care and tact.
Gallic Romania and Italic Romania (including papal Romania)
are for the Romans one continuous country, identical with East
Romania. The conquering movements of the Franks, Lombards, and
Normans into the free sections of Romania are seen from the Roman
viewpoint as a united whole, and not from the viewpoint of the
Germanic European conquerors, who see the Romans as happy to be
conquered and liberated from the so-called "Greeks", or
now, "Byzantines", so that once conquered, they are of
no concern to the Romans of free Romania.
9.) That the above is the correct framework for understanding
the historical context of the Filioque controversy and the place
of the roman popes with this conflict, from the time of Pepin
till the descent of the descent of the Teutonic or East Franks
into the papal scene in 962-963, and their removal of the Romans
from their papal ethnarchy finalized in 1009, can be seen in
a.)the doctrinal positions of Anastasios the Librarian, the chief
advisor of the pro-Frank Nicholas I and also of John VIII, in
preparation for the Eighth Ecumenical Synod of 879, representing
the newly restored Roman power over the Papacy, and b.) in the
attitudes toward the Filioque of anti-Pope Anastasios the
Librarian (855-858) and Pope Leo III.
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It is obvious that Anastasios the Librarian did not at first
understand the Frankish Filioque, since on this question he
reprimands the "Greeks" for their objections and
accuses them of not accepting Maximos the Confessor's explanation
that there are two usages of the term; the one whereby procession
means essential mission, wherein the Holy Spirit proceeds from
the Father and Son (in which case the Holy Spirit participated in
the act of sending, so that this is a common act of the whole
Trinity), and the second, whereby precession means casual
relation wherein the existence of the Holy Spirit is derived. In
this last sense, Maximos assures Marinos (to whom he is writing),
that the West Romans accept that the Holy Spirit proceeds
casually only from the Father and that the Son is not cause.
There is every reason to believe that this reflects the
position of Nicholas I on the question.
However, this was not the position of the Franks who followed,
not the West Romans on the question, but Augustine, who can
easily be interpreted as teaching that the Holy Spirit receives
not only His essence, but His existence from the Father and the
Son.
But this also means that the Romans in the West could never
support the introduction of the Filioque into the Creed, not
because they did not want to displease the "Greeks,"
but because this would be heresy. The West Romans knew very well
that the term procession in the Creed was introduced as a
parallel to generation, and that both meant causal relation to
the Father, and not energy or mission.
It was perhaps as a result of the realization that the Franks
were confused on the issue and were saying dangerous things that
led Anastasios to a serious reappraisal of the Frankish threat,
and to the support of the East Roman position, as clearly
represented by Photios the Great and John VIII at the Eighth
Ecumenical Synod of 879.
This interpretation of the Filioque, given by Maximos the
Confessor and Anastasios the Librarian is the consistent position
of the Roman popes, and clearly so in the case of Leo III. The
minutes of the conversation held in 810 between the three
apocrisari of Charlemagne and Pope Leo III, kept by the Frankish
monk Smaragdus, bear out this consistency in papal policy. Leo
accepts the teaching of the Fathers, quoted by the Franks, that
the Holy Spirit proceeds from the Father and the Son, as taught
by Augustine and Ambrose. However, the Filioque must not be added
to the Creed as was done by the Franks, who got permission to
sing the Creed from Leo but not to add to the Creed.
When one reads these minutes, remembering the Franks were a
dangerous presence in Papal Romania capable of acting in a most
cruel and barbarous manner if provoked, then one comes to the
clear realization that Pope Leo III is actually telling the
Franks in clear and diplomatic terms that the Filioque in the
Creed is a heresy.
What else can Leo's claim mean but that the Second Ecumenical
Synod, and the other synods, left the Filioque out of the Creed
neither by oversight nor out of ignorance, but on purpose by
divine inspiration?
This theological position is that of Pope Hadrian I (772-795)
also and of the Toledo Synods where the Filioque is not in the
Creed but is in another context.
10.) Once the Franks secured their hold on Papal Romania, the
Papacy became like a "mouse caught in the paws" of its
traditional enemy-the cat. The Franks knew very well what they
had captured. They began developing theories and church policy
which would put this Roman institution to good use for the
fostering of Frankish control over territories formerly under the
control of the Romans, and of aiding in new conquests. The West
Franks continued in the steps of Charlemagne, but in a weak
manner. The Romans regained full control of the papacy after 867,
but then the East Franks entered the papal scene beginning in
962, with the known results.
The attitudes of the West and East Franks toward the Papacy
and the Filioque were different, the first being mild, and the
second fanatically hard. One of the important reasons for this is
that, after 920, the new reform movements gained enough momentum
to shape the policies of the East German Franks who took over the
Papacy. When the Romans lost the Papacy, the Filioque was
introduced into Rome for the first time in either 1009, or at
latest by 1014.
In the light of the above, we do not have the situation
usually presented by European, American, and Russian historians
in which the Filioque is an integral part of so-called
"Latin" Christendom with a "Greek"
Christendom in opposition on the pretext of its introduction into
the Creed. (The addition to the Creed was supposedly opposed by
the popes not doctrinally, but only as addition in order not to
offend the "Greeks.") What we do have is a united West
and East Roman nation in opposition to an upstart group of
Germanic races who began teaching the Romans before they really
learned anything themselves. Of course, German teachers could be
very convincing on question of dogma, only by holding a knife to
the throat. Otherwise, especially in the time of imposing the
Filioque, the theologians of the new Germanic theology were
better than their noble peers, only because they could read and
write and had, perhaps, memorized Augustine.
11.) The cleavage between the Roman and Frankish Papacy is
nowhere so clearly apparent as in the fact that, when at the
Pseudo-Union Council of Florence (1439), the Romans presented to
the Franks Saint Maximos the Confessor's interpretation of the
Filioque as a basis of union. The Franks not only rejected this
interpretation as false and not in keeping with Franco-Latin
doctrine, but also they were not aware of its correct reading.
At the foundation of the Filioque controversy between Franks
and Romans lie essential differences in theological method,
theological subject matter, spirituality, and therefore, also in
the understanding of the very nature of doctrine and of the
development of the language or of terms in which doctrine is
expressed. Of all the aspects dealt with in my published works, I
will single out the following as necessary to an elemental
understanding of the Roman attitudes to Frankish pretensions on
the Filioque. Although we have named the second part of this
paper "The Theological Background," we are still
speaking about theology within historical perspective, and not
abstractly with extra contextual references to the Bible.
When reading through Smaragdus' minutes of the meeting between
Charlemagne's emissaries and Pope Leo III, one is struck not only
by the fact that the Franks had so audaciously added the Filioque
to the Creed and made it into a dogma, but also by the haughty
manner in which they so authoritatively announced that the
Filioque was necessary for salvation, and that it was an
improvement of an already good, but not complete, doctrine
concerning the Holy Spirit. This was in answer to Leo's strong
hint at Frankish audacity. Leo, in turn, warned that when one
attempts to improve what is good he should first be sure that in
trying to improve he is not corrupting. He emphasizes that he
cannot put himself in a position higher than the Fathers of the
Synods, who did not omit the Filioque out of oversight or
ignorance, but by divine inspiration.
The question arises, "Where in the world did the newly
born Frankish theological tradition get the idea that the
Filioque is an improvement of the Creed, and that it was omitted
from creedal expression because of oversight or ignorance on the
part of the Fathers of the Synod?" Since Augustine is the
only representative of Roman theology that the Franks were more
or less fully acquainted with, one must turn to the Bishop of
Hippo for a possible answer.
I think I have found the answer in Saint Augustine's lecture
delivered to the assembly of African bishops in 393. Augustine
had been asked to deliver a lecture on the Creed, which he did.
Later he reworked the lecture and published it. I do not see why
the Creed expounded is not that of Nicaea-Constantinople, since
the outline of Augustine's discourse, and the Creed are the same.
Twelve years had passed since its acceptance by the Second
Ecumenical Synod and, if ever, this was the opportune time for
assembled bishops to learn of the new, official, imperially
approved creed. The bishops certainly knew their own local Creed
and did not require lessons on that.
In any case, Augustine makes three basic blunders in this
discourse and died many years later without ever realizing his
mistakes, which were to lead the Franks and the whole of their
Germanic Latin Christendom into a repetition of those same
mistakes.
In his De Fide et Symbolo, Augustine makes an
unbelievable naive and inaccurate statement: "With respect
to the Holy Spirit, however, there has not been, on the part or
learned and distinguished investigators of the Scriptures, a
fuller careful enough discussion of the subject to make it
possible for us to obtain an intelligent conception of what also
constitutes His special individuality (proprium)."
Everyone at the Second Ecumenical Synod knew well that this
question was settled once and for all by the use in the Creed of
the word "procession" as meaning the manner of
existence of the Holy Spirit from the Father which constitutes
His special individuality. Thus, the Father is unbegotten, i.e.
derives His existence from no one. The Son is from the Father by
generation. The Holy Spirit is from the Father, not by
generation, but by procession. The Father is cause, the son and
the Spirit are caused. The difference between the ones caused is
the one is caused by generation, and the other by procession, and
not by generation.
In any case, Augustine spent many years trying to solve this
non-existent problem concerning the individuality of the Holy
Spirit and, because of another set of mistakes in his
understanding of revelation and theological method, came up with
the Filioque.
It is no wonder that the Franks, believing that Augustine had
solved a theological problem which the other Roman Fathers had
supposedly failed to grapple with and solve came to the
conclusion that they uncovered a theologian far superior to all
other Fathers. In him the Franks had a theologian far superior to
all other Fathers. In him the Franks had a theologian who
improved upon the teaching of the Second Ecumenical Synod.
A second set of blunders made by Augustine in this same
discourse is that he identified the Holy Spirit with the divinity
"which the Greeks designate qeothV,
and explained that this is the "love between the Father and
the Son."
Augustine is aware of the fact that "those parties oppose
this opinion who think that the said communion, which we call
either Godhead, or Love, or Charity, is not a substance.
Moreover, they require the Holy Spirit to be set forth to them
according to substance; neither do they take forth to them
according to substance; neither do they take it to have been
otherwise impossible for the expression `God is Love' to have
been used, unless love were a substance."
It is obvious that Augustine did not at all understand what
the East Roman Fathers, such as Saint Gregory Nyssa, Saint
Gregory the Theologian, and Saint Basil the Great, were talking
about. On the one hand, they reject the idea that the Holy Spirit
can be the common energies of the Father and Son known as qeothV and love since these are not an
essence or an hypostasis, whereas the Holy Spirit is an
hypostasis. Indeed, the Fathers of the Second Ecumenical Synod
required that the Holy Spirit not be identified with any common
energy of the Father and Son, but they did not identify the Holy
Spirit with the common essence of the Father and Son either.
The Holy Spirit is an individual hypostasis with individual
characteristics or properties not shared by other hypostases, but
He does share fully everything the Father and Son have in common,
to wit, the divine essence and all uncreated energies and powers.
The Holy Spirit is an individuality who is not what is common
between the Father and Son, but has in common everything the
Father and Son have in common.
All his life, Augustine rejected the distinction between what
the persons are and what they have (even though this is a
Biblical distinction) and identified what God is with what He
has. He not only never understood the distinction between 1.) the
common essence and energies of the Holy Trinity and 2.) the
incommunicable individualities of the diving hypostases; but
completely failed to grasp the very existence of the difference
between a.) the common divine essence and b.) the common divine
love and divinity. He himself admits that he does not understand
why a distinction is made in the Greek language between ousia and upostaseiV
in God. Nevertheless, he insisted that his distinctions must be
accepted as a matter of faith and rendered in Latin as una
essentia and tes substantiae. (De Trinitate,
5.8.10;7.4-6)
It is clear that St. Augustine accepted the most important
aspect of the Trinitarian terminology of the cappadocian Fathers
and the Second Ecumenical Synod.
However, not aware of the teaching of such Fathers, like Basil
and the two Gregories mentioned, who do not identify the common qeothV and the agaph
of the Trinity with the common divine essence of the Trinity,
Augustine has the following peculiar remarks:
"But men like these should make their heart pure, so far
as they can, in order that they may have power to see that in the
substance of God there is not anything of such a nature as would
imply that therein substance is one thing, and that which is
accident to substance (aliud quod accidat substantia) another
thing, and not substance; whereas whatsoever can be taken to
be taken therein is substance."
Once these foundations are laid, then the Holy Spirit as that
which is common to the Father and Son exists by reason of the
Father and Son. Thus, there can be no distinction between the
Father and Son sending the Holy Spirit, and the Father causing
the existence of the Holy Spirit. What God is by nature, how the
three hypostases exist by nature, and what God does by will,
become confused. Thus, it is a fact that for Augustine both
generation and procession end up being confused with the divine
powers and energies and, thereby, also end up meaning the same
thing. The Filioque thus is an absolute necessity in order to
salvage something of the individuality of the Holy Spirit. God,
then, is from no one. The Son is from one. The Holy Spirit must
be from two. Otherwise, since generation and procession are the
same, there would be no difference between the Spirit and the Son
since they would both be from one.
The third and most disturbing blunder in Augustine's approach
to the question before us is that his theological method is not
only pure speculation on what one accepts by faith (for the
purpose of intellectually understanding as much as one's reason
allows by either illumination or ecstatic intuition), but it is a
speculation which is transferred from the individual speculating
believer to a speculating church, which, like an individual,
understands the dogmas better with the passage of time.
Thus, the Church awaits a discussion about the Holy Spirit
"Full enough or careful enough to make it possible for us to
obtain an intelligent conception of what also constitutes His
special individuality (proprium)..."
The most amazing thing is the fact that Augustine begins with
seeking out the individual properties of the Holy Spirit and
immediately reduces Him to what is common to the Father and Son.
However, in his later additions to his De Trinitate, he
insists that the Holy Spirit is an individual substance of the
Holy Trinity completely equal to the other two substances and
possessing the same essence as we saw.
In any case, the Augustinian idea that the Church herself goes
through a process of attaining a deeper and better understanding
of her dogmas or teachings was made the very basis of the
Frankish propaganda that the Filioque is a deeper and better
understanding of the doctrine of the Trinity. Therefore, adding
it to the Creed is an improvement upon the faith of the Romans
who had allowed themselves to become lazy and slothful on such an
important matter. This, of course, raises the whole question
concerning the relationship between revelation and verbal and
iconic or symbolic expressions of revelation.
For Augustine, there is no distinction between revelation and
conceptual intuition of revelation. Whether revelation is given
directly to human reason, or to human reason by means of
creatures, or created symbols, it is always the human intellect
itself which is being illumined or given vision to. the vision of
god itself is an intellectual experience, even though above the
powers of reason without appropriate grace.
Within such a context, every revelation is a revelation of
concepts which can be searched out by reason for a fuller and
better understanding. Suffice it that faith and the acceptance of
dogmas by virtue of the authority of the Church always forms the
starting point. What cannot now be fully understood by reason
based on faith will be fully understood in the next life.
"And inasmuch as, being reconciled and called back into
friendship through love, we shall be able to become acquainted
with all the secret things of God, for this reason it is
said of the Holy Spirit that "He shall lead you into all
truth." What Augustine means by such language is made very
clear by what he says elsewhere, "I will not be slow to
search out the substance of God, whether through His scripture or
through the creature."
Such material in the hands of the Franks transformed the
purpose of theology into a study or searching out of the divine
substance and, in this respect, the scholastic tradition far
surpassed the tradition of the Roman Fathers who consistently
taught that not only man, but even the angels, neither know, nor
will ever know, the divine essence which is known only to the
Holy Trinity.
Both Orthodox and Arians fully agreed with the inherited
tradition that only God knows His own essence. This means that He
who knows the divine nature is himself God by nature, Thus, in
order to prove that the Logos is a creature, the Arians argued
that the Logos does not know the essence of the Father. The
Orthodox argued that the Logos does know the essence of the
Father and, therefore, is uncreated. The Eunomians threw a monkey
wrench into the agreed rules for proving points with their
shocking claim that, not only does the Logos know the essence of
God, but man also can know this essence. Therefore, the Logos
does not have to be uncreated because He knows this essence.
Against the Arian and Orthodox position that creatures cannot
know the divine uncreated essence, but may know the uncreated
energy of God in its multiple manifestations, the Eunomians
argued that the diving essence and uncreated energy are
identical, so that to know the one is to know the other.
Strangely, Augustine adopted the Eunomian positions on these
questions. Therefore, when the Franks appeared in the East with
these positions they were accused of being Eunomians.
In contrast to this Augustinian approach to language and
concepts concerning God, we have the Patristic position expressed
by Saint Gregory the Theologian against the Eunomians. Plato had
claimed that it is difficult to conceive of God but, to define
Him in words is an impossibility. Saint Gregory disagrees with
this and emphasizes that "it is impossible to express Him,
and yet, more impossible to conceive Him. For that which may be
conceived may perhaps be made clear by language, if not fairly
well, at any rate imperfectly..."
The most important element in Patristic epistemology is that
the partial knowability of the divine actions or energies, and
the absolute and radical unknowability and incommunicability of
the divine essence is not a result of the philosophical or
theological speculation, as it is in Paul of Samosata, Arianism,
and Nestorianism, but of the personal experience of revelation or
participation in the uncreated glory of God by means of vision or
theoria. Saint Gregory defines a theologian as one who has reached this theoria by means of purification and illumination, and not by means of dialectical speculation. Thus,
the authority for Christian truth is not the written words of the
Bible, which cannot in themselves either express God, but rather
the individual apostle, prophet, or saint who is glorified in
God.
Thus, the Bible, the writings of the Fathers, and the
decisions of Synods are not revelation, but about revelation.
Revelation itself transcends words and concepts, although it
inspires those participating in divine glory to accurately
express what is inexpressible in words and concepts. Suffice it
that under the guidance of the saints, who know by experience,
the faithful should know that God is not to be identified with
Biblical words and concepts which point to Him, albeit
infallibly.
Thus, we find that Saint Gregory the Theologian does not only
point to the revelatory experience of the prophets, apostles, and
saints in order to set out the theological foundations for
confuting the Arians, Eunomians, and Macedonians, but also to his
own experience of this same revelation of divine glory.
"What is this that has happened to me, O friends, and initiates, and fellow lovers of the truth? I was running to lay hold of God, and thus I went up into the Mount, drew aside the curtain of the Cloud, and entered away from matter and material things, and as far as I could I withdrew within myself. And then when I looked up, I scarcely saw the back parts of God; although I was sheltered by the Rock, the Word that was made flesh for us. And when I looked a little closer, I saw, not the first and unmingled Nature known to itself, to the Trinity I mean; not that which abideth within the first veil, and is hidden by the Cherubim; but only that (Nature), which at last even reaches to us. And that is, as far as I can learn, the Majesty, or as holy David calls it, the Glory which is manifested among the creatures, which It has produced and governs. For these are the Back Parts of God, which are after Him, as tokens of Himself..."
This distinction between the first Nature and the uncreated glory of God, the first known only to God and the other to those to whom God reveals himself is to be found not only in the Orthodox Fathers but also in Paul of Samosata, the Arians, and the Nestorians all of whom claimed that God is related to creatures only by will, and not by nature, since natural relations mean necessary relations which would reduce God to a system of emanations like that of Valentinus. Paul of Samosata and the Nestorians argued that in Christ, God is united to humanity not by nature, but by will, and the Arians argued that God is related to the hypostatic Logos not by nature, but by will.
Against these positions, the Orthodox Fathers argues that in
Christ, the Logos is united to His humanity by nature or
hypostatically, and the Father generates His Son not by will
only, but by nature primarily, the will not being in
contradiction to what belongs to God by nature. Thus, God
generates the Logos by nature and by will. The Holy Trinity
creates and is related to creatures with the exception of the
Logos who by nature unites himself His own humanity.
In any case, the Eunomians and Augustine obliterated this
distinction between what God is by nature and what God does by
will. In Augustine this led to a failure to distinguish between
generation and procession (which are not energies of the Father)
and such acts as knowing sending, loving, and giving, which are
common energies of the father, Son and Holy Spirit, but not he
radically incommunicable manners of existence and hypostatic
properties of generation and procession.
Because the Franks, following Augustine, neither understood
the Patristic position on this subject, nor were they willing
from the heights of their majestic feudal nobility to listen to
"Greek" explain these distinctions, they went about
raiding the Patristic texts. They took passages out of context in
order to prove that for all the Fathers, as supposedly in the
case of Augustine, the fact that the Father and the Son send the
Holy Spirit means that the Holy Spirit derives His existence from
the Father and Son.
In concluding this section, we note that the Fathers always
claimed that generation and procession are what distinguish the
Son from the Holy Spirit. Since the Son is the only generation
begotten Son of God, procession is different from generation.
Otherwise, we would have two Son, in which case there is no only
begotten Son. For the Fathers this was both a biblical fact and a
mystery to be treated with due respect. To ask what generation
and procession are is as ridiculous as asking what the divine
essence is. Only energies of God may be know, and then only in so
far as the creature can receive.
In contrast to this, Augustine set out to explain what
generation is. He identified generation with what the other Roman
Fathers called actions or energies of God which are common tot he
Holy Trinity. Thus, procession ended up being these same
energies. The difference between the Son and the Spirit was that
the Son is from one and he Holy Spirit from two.
When he began his De Trinitate, Augustine promised that
he would explain why the Son and the Holy Spirit are not
brothers. After completing his twelfth book, his friends stole
and published this work in an unfinished and uncorrected form. In
Book 15, 45, Augustine admits that he cannot explain why the Holy
Spirit is not a son of the Father and brother of the Logos, and
proposes that we will learn this in the next life.
In his Rectractationun, Augustine explains how he
intended to explain what had happened in another writing and not
publish his De Trinitate himself. However, his friends
prevailed upon him, and he simply corrected the books as much as
he could and finished the work with which he was not really
satisfied.
What is most remarkable is that the spiritual and cultural
descendants of the Franks, who pricked and swelled Roman livers
for so many centuries, are still claiming that Augustine is the
authority par excellence on the Patristic doctrine of the Holy
Trinity.
Whereas no Greek-speaking Roman Father ever used the
expression that the Holy Spirit proceeds (ekporeuetai)
from the Father and Son, both Ambrose and Augustine use this
expression. Since Ambrose was so dependent on such Greek-speaking
experts as Basil the Great and Didymos the Blind, particularly
his work on the Holy Spirit, one would expect that he would
follow Eastern usage.
It seems, however, that at the time of the death of Ambrose,
before the Second Ecumenical Synod, the term procession had been
adopted by Didymos as the hypostatic individuality of the Holy
Spirit. It had not been used by Saint Basil (only in his letter
38 he seems to be using procession as Gregory the Theologian) or
by Saint Gregory of Nyssa before the Second Ecumenical Synod. Of
the Cappadocian Fathers, only Saint Gregory the Theologian uses
very clearly in his Theological Orations what became the
final formulation of the Church on the matter at the Second
Ecumenical Synod.
The first fully developed use of procession as the manner of
existence and the hypostatic property of the Holy Spirit is to be
found in the Pseudo-Justin collection of works, which probably
came out of the Antiochene tradition. It reached Cappadocia via
Saint Gregory the Theologian and Alexandria via Didymos the
Blind. Saint Ambrose however, did not pick up this tradition.
Augustine picked it up in a confused manner.
It is clear that, in the third or fourth century, the term generation, used with regard to the Logos and God, changed from signifying the Holy Trinity's relation to creation and the incarnation whereby the already existing God became Father, having generated the already existing Logos, who thus became the Son, so that He may be seen and heard by the prophets and become man) to signifying the manner of existence of the Logos from the Father. The question of the Holy Spirit's manner of existence and hypostatic attribute arose as a result of this change.
With the exception of Antioch, the prevailing tradition and,
perhaps, the only tradition, was that the Father is from no other
being, that the Logos is from the Father my means of generation,
and the Holy Spirit is from the Father also, but not by
generation. Saint Gregory of Nyssa initially seems to have put
forth the idea that the Holy Spirit differs from the Son in so
far as the Son receives existence from the Father, and the Spirit
received existence from the Father also, but through the Son. The
Father is His only principle and cause of existence, since these
pertain to what is common, belonging to all three persons. Saint
Gregory's usual usage is the "not by generation." To
this "not by generation" was added "by
procession" in Antioch. This gained enough support to be put
into the Creed of the Second Ecumenical Synod. However, this term
"procession" neither adds nor subtracts anything from
the patristic understanding of the Holy Trinity, since the
Fathers always insisted that we don not know what generation and
procession mean. The Fathers evidently accepted the term in the
Creed because it was better than inserting such cumbersome and
negative expressions as "from the Father not by
generation." In combining Saint Gregory Nyssa's through the
Son with the final settlement, we get Saint Maximos the
confessor's and Saint John of Damascus' "procession of the
Holy Spirit from the Father through the Son."
It is obvious that the Greek-speaking Fathers before this
development used procession as the Bible does, and so spoke of
the Holy Spirit as proceeding from the Father, and never from the
Father and the Son. It seems, however, that in the Latin-speaking
tradition procedure is used for_ekporeuomai,
but sometimes also for_exercomai, and
even for_pemyiV. In any case, when
Saint Ambrose used procedure, he does not mean either
manner of existence or hypostatic property. This is clear from
his insistence that whatsoever the Father and the Son have in
common, the Holy Spirit also has. When the Father and the Son
send the Spirit, the Spirit sends himself. What is individual
belongs to only one person. What is common is common to all three
persons.
Evidently, because Augustine transformed the doctrine of the
Holy Trinity into a speculative exercise of philosophical acumen,
the simple, schematic and biblical nature of the doctrine in the
Roman tradition had been lost sight of by those stemming from the
scholastic tradition.
Thus, the history of the doctrine of the Trinity has been
reduced to searching out the development of such concepts and
terminology as three persons or hypostases, one essence,
homoousios, personal or hypostatic properties, one divinity, etc.
For the Fathers, the Arians and the Eunomians, however, the
doctrine of the Trinity was identical to the appearances of the
Logos in His Glory to the prophets, apostles, and saints. The
Logos was always identified with the Angel of God, the Lord of
Glory, the Angel of Great Council, the Lord Sabbaoth and the
Wisdom of God who appeared to the prophets of the Old Testament
and became Christ by His birth as man from the Virgin Theotokos.
No one ever doubted this identification of the Logos with this
very concrete individual, who revealed in himself the invisible
God of the Old Testament to the prophets, with the peculiar
exception of Augustine, who in this regard follows the Gnostic
and Manichaean traditions.
The controversy between the Orthodox and Arians was not about
who the Logos is in the Old and New Testament, but about what the
Logos is and what His relationship is so the Father. The Orthodox
insisted that the Logos is uncreated and unchangeable, having
always existed from the Father, who by nature generates the Logos
before the ages. The Arians insisted that this same Logos is a
changeable creature, deriving His existence from non-being before
the ages by the will of the will of the Father.
Thus the basic question was, did the prophets see in God's
uncreated glory a created Logos, or an uncreated Logos, a Logos
who is God by nature and, therefore, has all the energies and
powers of God by nature, or a God by grace who has some, but not
all, the energies of the Father and then only by grace and not by
nature.
Both Orthodox and Arians agreed in principle that, if the
Logos has every power and energy of the Father by nature, then He
is uncreated. If not, He is a creature.
Since the Bible is a witness of whom and what the prophets and
apostles saw in the glory of the Father, the Bible itself will
reveal whether or not the Logos has all the energies and powers
of the Father by nature. Thus, we will know whether the prophets
and apostles saw a created or an uncreated Logos_omoousioV with the Father.
Once can see clearly how, for the Fathers, the
con-substantiality of the Logos with the Father is not only the
experience of the apostles and saints, but also of the prophets.
One of the most amazing things in doctrinal history is the
fact that both Arians and Orthodox use both the Old and New
Testaments indiscriminately. The argument is very simple. They
make a list of all the powers and energies of the Father. They do
the same for the Son. Then they compare them to see if they are
identical or not. The important thing is for them to be not
similar, but identical.
Parallel to this, both Arians and Orthodox agree against the
Sabellians and Samosatenes that the Father and Son have
individual hypostatic properties which are not common, although
they do not completely agree on what these are. When the
controversy is extended into the question of the Holy Spirit, the
exact same method of theologizing is used. Whatever powers and
energies the Father and Son have in common, the Holy Spirit must
also have both in common and by nature, in order to be God by
nature.
However, parallel to this argumentative process is the
personal experience of those living spiritual masters who
themselves reach theoria, as we saw expounded by Saint Gregory
above. This experience verifies or certifies the patristic
interpretation of the Bible, which witnesses to the uncreatedness
of the Logos and the Holy Spirit and their oneness nature with
the Father and the identity of their uncreated glory, rule,
grace, will, etc. This personal experience of the glory of God
also certifies the biblical teaching that there is absolutely no
similarity between the created and the uncreated. This means also
that there can be no uncreated universals of which creatures are
supposedly copies. Each individual creature is dependent upon the
uncreated glory of God, which is, one the one hand, absolutely
simple, yet indivisibly divided among individual creatures. All
of God is present in each and every energy simultaneously. This
the Fathers know by experience, not by speculation.
This summary of the Patristic theological method is perhaps
sufficient to indicate the nonspeculative method by which the
Father theologize and interpret the Bible. The method is simple
and the result is schematic. Stated simply and arithmetically,
the whole doctrine of the Trinity may be broken down into two
simple statements as far as the Filioque is concerned. (1)What is
common in the Holy Trinity is common to and identical in all
three persons or hypostases. (2)What is hypostatic, or hypostatic
property, or manner of existence is individual, and belongs only
to one person or hypostasis of he Holy Trinity.
Thus, we have ta koina and ta akoinwnhta , what is common and what is
incommunicably individual.
Having this in mind, one realizes why the Romans did not take
the Frankish Filioque very seriously as a theological position,
especially as one which was supposed to improve upon the Creed of
the Second Ecumenical Synod.
However, the Romans had to take the Franks themselves
seriously, because they backed up their fantastic theological
claims with an unbelievable self-confidence and with a sharp
sword, What they lacked in historical insight, they made up with
"nobility" of descent, and a strong will to back up
their arguments with muscle and steel.
In any case, it may be useful in terminating this section to
emphasize the simplicity of the Roman position and the humor with
which the Filioque was confronted. We may recapture this Roman
humor about the Latin Filioque with two syllogistic jokes from
the Great Photios which may explain some of the fury of Frankish
reaction against him.
"Everything, therefore, which is seen and spoken of in
the all-holy and consubstantial and coessential Trinity, is
either common to all, or belongs to one only of the three: but
the projection (probolh) of the
Spirit, is neither common, but nor, as they say, does it belong
to anyone of them alone (may propitiation be upon us, and the
blasphemy turned upon their heads). Therefore, the projection of
the Spirit is not at all in the life-giving and all-perfect
Trinity."
In other words, the Holy Spirit must then derive His existence
outside of the Holy Trinity since everything in the Trinity is
common to all or belongs to one only.
"For otherwise, if all things common to the Father and
the Son, are in any case common to the Spirit,...and the
procession from them is common to the Father and the Son, the
Spirit therefore will then proceed from himself: and He will be
principle (arch) of himself, and both
cause and caused: a thing which even the myths of the Greeks
never fabricated."
Keeping in mind the fact that the Fathers always began their
thoughts about the Holy Trinity from their personal experience of
the Angel of the lord and Great Counselor made man and Christ,
one only then understands the problematic underlying the
Arian/Eunomian crisis, i.e., whether this concrete person derives
His existence from the essence of hypostasis of the Father or
from non-being by the will of the Father. Had the tradition
understood the method of theologizing about God as Augustine did,
there would never have been and Arian or Eunomian heresy. Those
who reach glorification (theosis) know by this experience that
whatever has its existence from non-being by the will of God is a
creature, and whoever and whatever is not from non-being, but
from the Father is uncreated. Between the created and the
uncreated, there is no similarity whatsoever.
Before the Cappadocian Fathers gave their weight to the
distinction between the three divine hypostases (upostaseiV) and the one divine essence, many
Orthodox Church leaders avoided speaking either about one essence
or one hypostasis since this smacked of Sabellian and Samosatene
Monarchianism. Many preferred to speak about the Son as deriving
His existence from the Father's essence and as being like the
Father in essence (omoousioV) . Saint
Athanasios explains that this is exactly what is meant by (omoiousioV)--coessential. It is clear that
the Orthodox were not searching for a common faith but rather for
common terminology and common concepts to express their common
experience in the Body of Christ.
Equally important is the fact that the Cappadocians lent their
weight to the distinction between the Father as cause (aitioV) and the Son and the Holy Spirit as
caused (aitiata). Coupled with the
manners of existence (tropoi uparxewV)
of generation and procession, these terms mean that the Father
causes the existence of the Son by generation and of the Holy
Spirit by procession or not by generation. Of course, the Father
being from no one (ex oudenoV) derives
His existence neither from himself nor from another. Actually,
Saint Basil pokes fun at Eunomios for being the first to say such
an obvious thing and thereby manifest his frivolousness and
wordiness. Furthermore, neither the essence nor the natural
energy of the Father have a cause of manner of existence. The
Father possesses them by His very nature and communicates them to
the Son in order that they possess them by nature likewise. Thus,
the manner by which the uncaused Father exists, and by which the
Son and the Holy Spirit receive their existence from the Father,
are not be confused with the Father's communicating His essence
and energy to the Son and the Holy Spirit. It would, indeed, be
strange to speak about the Father as causing the existence of His
own essence and energy along with the hypostases of the Son and
the Holy Spirit.
It also must be emphasized that for the Fathers who composed
the creeds of Nicaea and Constantinople neither generation nor
procession mean energy or action. This was the position of the
heretics condemned. The Arians claimed that the Son is the
product of the will of God. The Eunomians supported a more
original but bizarre position that the uncreated energy of the
Father is identical with His essence, that the Son is the product
of a single energy of the Son, and that each created species is
the product of a special energy of the Holy Spirit, there being
as many crated energies as there are species. Otherwise, if the
Holy Spirit has only one created energy, then there would be only
one species of things in creation. It is in the light of these
heresies also that one must appreciate that generation and
procession in the Creed in no way mean energy or action.
Augustine did not understand generation and procession in this
manner since he clearly identifies them with energies. It is this
which allowed him to speculate psychologically about the Holy
Trinity, a luxury which was methodologically impossible for the
Fathers. Thus, Augustine did not use and neither was he aware of
the conciliar and especially East Roman understanding of
generation and procession. He identified these terms with the
Father's communication of being, i.e., essence and action to the
Son and the Holy Spirit, an aspect which exists in all the
Fathers, but not to be identified with generation and procession,
at least after the First and Second Ecumenical Synod. It is
within such a context that Augustine should be understood when he
speaks about the Holy Spirit as receiving His being (essence) and
as proceeding principally from the Father, but also from the Son.
This is exactly what the East Roman Fathers mean by the Holy
Spirit receiving His essence and energy from the Father through
or even and (St. Gregory Palamas) the Son simultaneously with His
procession or reception of His proper or individual existence of
hypostasis from the Father. Neither the essence nor the essential
energy of the Father are caused, nor are they the cause of the
existence of the Son and the Holy Spirit. The Father's essence
and energy are communicated and common (koina)
to the Holy Trinity which is thus one cause of creation. However,
neither the Father's nor the Son's, nor the Holy Spirit's
hypostasis is communicated. The hypostases are incommunicable (akoinwnhta) . Thus, the persons of the Holy
Trinity are one, not by union or identity of persons, but by the
unity and identity of essence and energy, and by the Father being
the sole cause of the existence of the Son and the Holy Spirit.
In the experience of illumination and glorification in Christ,
one is aware that God is three absolutely similar realities, two
derived from one and con-inhering in each other, and at the same
time one identical reality of uncreated communicated glory, rule
(basileia) and grace in which God
indivisibly divides himself in divisible things, His one mansion
(monh) thus becoming many while
remaining one. The divine essence, however, is not communicated
to creatures and, therefore, can never be known.
Augustine did not approach the doctrine of the Holy Trinity in
the manner of the other Fathers. However, the other West Roman
Fathers each have their parallels in the developing East Roman
tradition. Augustine also accepted the settlement of the Second
Ecumenical Synod and the Fathers who forged it as we saw. Thus,
the East Roman Fathers became West Roman Fathers. To speak about
a Western doctrine of the Holy Trinity is, therefore, a
falsification of how the West Romans themselves understood
things. It is within such a context that procession in the West
came to have the two meanings as explained by Maximos the
Confessor and Anastasios the Librarian.
However, when the Franks began raiding the Fathers for
arguments to support their addition to the Creed, they picked up
the categories of manner of existence, cause and cause, and
identified these with Augustine's generation and procession, thus
transforming the old Western Orthodox Filioque into their
heretical one. This confusion is nowhere so clear than during the
debates at the Council of Florence where the Franks used the
terms "cause" and "caused" as identical with
their generation and procession, and supported their claim that
the Father and the Son are one cause of the procession of the
Holy Spirit. Thus, they became completely confused over Maximos
who explains that for the West of his time, the Son is not the
cause of the existence of the Holy Spirit, so that in this
sense the Holy Spirit does not proceed from the Father. That
Anastasios the Librarian repeats this is ample evidence of the
confusion of both the Franks and their spiritual and theological
descendants.
We end this section with the reminder that for the Fathers, no
name or concept gives any understanding of the mystery of the
Holy Trinity. Saint Gregory the Theologian, e.g., is clear on
this as we saw. He ridicules his opponents with a characteristic
taunt: "Do tell me what is the unbegotteness of the Father,
and I will explain to you the physiology of the generation of the
Son and the procession of the Spirit, and we shall both of us be
frenzy-stricken for prying into the mystery of God" Names
and concepts about God give to those who reach theoria
understanding not of the mystery, but of the dogma and its
purpose. In the experience of glorification, knowledge about God,
along with prayer, prophecy and faith are abolished. Only love
remains (1 Cor. 13, 8-13; 14,1). The mystery remains, and will
always remain, even when one sees God in Christ face to face and
is known by God as Paul was (1 Cor. 13.12).
Smaragdus record how the emissaries of Charlemagne complained
the Pope Leo III was making an issue of only four syllables. Of
course, four syllables are not many. Nevertheless, their
implications are such that Latin of Frankish Christendom embarked
on a history of theology and ecclesiastical practice which may
have been quite different had the Franks paid attention to the
"Greek."
I will indicate some of the implication of the presuppositions
of the Filioque issue which present problems today.
1.) Even a superficial study of today's histories of dogma and
biblical scholarship reveals the peculiar fact that Protestant,
Anglican, Papal, and some Orthodox theologians accept the First
and Second Ecumenical Synods only formally. This is so because
there is at least an identity of teaching between Orthodox and
Arians, which does not exist between Orthodox and Latins, about
the real appearances of the Logos to the Old Testament prophets
and the identity of this Logos made flesh in the New Testament.
This, as we saw, was the agreed foundation of debate for the
determination of whether the Logos seen by the prophets is
created or uncreated. This identification of the Logos in the Old
Testament is the very basis of the teachings of all the Roman
Ecumenical Synods.
We emphasize that the East Roman Fathers never abandoned this
reading of the Old Testament theophanies. This is the teaching of
all the West Roman Fathers, with the single exception of
Augustine, who, confused as usual over what the Fathers teach,
rejects as blasphemous the idea what the prophets could have seen
the Logos with their bodily eyes and, indeed, in fire, darkness,
cloud, etc.
The Arians and Eunomians had used, as the Gnostics before
them, the visibility of the Logos to the prophets to prove that
He was a lower being than God and a creature. Augustine agrees
with the Arians and Eunomians that the prophets saw a created
Angel, created fire, cloud, light, darkness, etc., but he argues
against them that none of these was the Logos himself, but
symbols by means of which God or the whole Trinity is seen and
heard.
Augustine did not have patience with the teaching that the
Angel of the Lord, the fire, the glory, the cloud, and the
Pentecostal tongues of fire, were verbal symbols of the uncreated
realities immediately communicated with by the prophets and
apostles, since for him this would mean that all this language
pointed to a vision of the divine substance. For the bishop of
Hippo this vision is identical to the whole of what is uncreated,
and could be seen only by a Neoplatonic type ecstasy of the soul,
out of the body, within the sphere of timeless and motionless
eternity, transcending all discursive reasoning. Since this is
not what he found in the Bible, the visions therein described are
not verbal symbols of real visions of God, but of creatures
symbolizing eternal realities. The created verbal symbols of the
Bible became created objective symbols. In other words, words
which symbolized uncreated energies like fire, etc,. became
objectively real created fires, clouds, tongues, etc.
2.) This failure of Augustine to distinguish between the
divine essence and its natural energies (of which some are
communicated to the friends of God). led to a very peculiar
reading of the Bible, wherein creatures or symbols come into
existence in order to convey a divine message, and them pass out
of existence. Thus, the Bible becomes full of unbelievable
miracles and a text dictated by God.
3.) Besides this, the biblical concept of heaven and hell also
becomes distorted, since the eternal fires of hell and the outer
darkness become creatures also whereas, they are the uncreated
glory of God as seen by those who refuse to love. thus, one ends
up with the three-story universe problem, with God in a place,
etc., necessitating a demythologizing of the Bible in order to
salvage whatever one can of a quaint Christian tradition for
modern man. However, it is not the Bible itself which need
demythologizing, but the Augustinian Franco-Latin tradition and
the caricature which it passed off in the West as
"Greek" Patristic theology.
4.) By not taking the above-mentioned foundations of Roman
Patristic theology of the Ecumenical Synods seriously as the key
to interpreting the Bible, modern biblical scholars have applied
presuppositions latent in Augustine with such methodical
consistency that they have destroyed the unity and identity of
the Old and New Testaments, and have allowed themselves to be
swayed by Judaic interpretations of the Old Testament rejected by
Christ himself.
Thus, instead of dealing with the concrete person of the Angel of
God, Lord of Glory, Angel of Great Council, Wisdom of God and
identifying Him with the logos made flesh and Christ, and
accepting this as the doctrine of the Trinity, most, if not all,
Western scholars have ended up identifying Christ only with Old
Testament Messiahship, and equating the doctrine of the Trinity
with the development of extra Biblical Trinitarian terminology
within what is really not a Patristic framework, but an
Augustinian one. Thus, the so-called "Greek" Fathers
are still read in the light of Augustine, with the Russians after
Peter Mogila joining in.
5.) Another most devastating result of the Augustinian
presuppositions of the Filioque is the destruction of the
prophetic and apostolic understanding of grace and its
replacement with the whole system of created graces distributed
in Latin Christendom by the hocus pocus of the clergy.
For the Bible and the Father, grace is the uncreated glory and
rule (basileia) of God seen by the
prophets, apostles, and saints and participated in by the
faithful followers of the prophets and the apostles. The source
of this glory and rule is the Father who, in begetting the Logos,
and projecting the Spirit, communicates this glory and rule so
that he Son and the Spirit are also by nature one source of grace
with the Father. This uncreated grace and rule (basileia) is participated in by the faithful
according to their preparedness for reception, and is seen by the
friends of God who have become gods by grace.
Because the Frankish Filioque presupposes the identity of
uncreated divine essence and energy, and because participation in
the divine essence is impossible, the Latin tradition was led
automatically into accepting communicated grace as created,
leading to its objectification and magical priestly manipulation.
On the other hand, the reduction by Augustine of this revealed
glory and rule (basileia) to the
status of a creature has misled modern biblical scholars into the
endless discussion concerning the coming of the
"Kingdom" (basileia should
rather be rule) without realizing its identity with the uncreated
glory and grace of God.
6.) In order not to extend ourselves into more detail, we end
this section and this paper by pointing out what the
presupposition of the Filioque have done to the matter of
authority on questions of biblical interpretation and dogma.
In this patristic tradition, all dogma or truth is experienced
in glorification. The final form of glorification is that of
Pentecost, in which the apostles were led by the Spirit into all
the truth, as promised by Christ at the Last Supper. Since
Pentecost, every incident of the glorification of a saint, (in
other words, of a saint having a vision of God's uncreated glory
in Christ as its source), is an extension of Pentecost at various
levels of intensity.
This experience includes all of man, but at the same time transcend all of man, including man's intellect. Thus, the experience remains a mystery to the intellect. Thus, the experience remains a mystery to the intellect, and cannot be conveyed intellectually to another. Thus, language can point to, but cannot convey, this experience. The spiritual father can guide a person to, but cannot produce, the experience which is a gift of the Holy Spirit.
When, therefore, the Fathers add terms to the biblical
language concerning God and His relations to the world, like
hypostasis, ousia, physis, homoousios, etc., they are not doing
this because they are improving current understanding as over
against a former age. Pentecost cannot be improved upon. All they
are doing is defending the Pentecostal experience which
transcends words, in the language of their time, because a
particular heresy leads away from, and not to, this experience,
which means spiritual death to those led astray.
For the Fathers, authority is not only the Bible, but the
Bible plus those glorified or divinized as the prophets and
apostles. The Bible is not in itself either inspired or
infallible. It becomes inspired and infallible within the
communion of saints because they have the experience of divine
glory described in the Bible.
The presuppositions of the Frankish Filioque are not founded
on this experience of glory. Anyone can claim to speak with
authority and understanding. However, we follow the Fathers and
accept only those as authority who, like the apostles, have
reached a degree of Pentecostal glorification.
Within this frame of reference, there can be no
institutionalized or guaranteed form of infallibility, outside of
the tradition of spirituality which leads to theoria, mentioned
above, by St. Gregory the Theologian.
As a heresy, the Filioque is as bad as Arianism, and this is borne out by the fact that the holders of this heresy reduce the Pentecostal tongues of fire to the status of creature as Arius had done with the Angel of Glory. Had Arius and the Scholastics been gifted with the Pentecostal glorification of the Fathers, they would have known by their experience that the Logos who appeared to the prophets and the apostles in glory, and the tongues of fire are uncreated; the one an uncreated hypostasis, and the other the common and identical energies of the Holy Trinity emanating from the new presence of the humanity of Christ by the Holy Spirit.
What is true of the Bible is true of the Synods, which, like
the Bible, express in symbols that which transcends symbols and
is known by means of those who have reached theoria. It is for
this reason that the Synods appeal to the authority, not only of
the Fathers in the Bible, but also to the Fathers of all ages,
since the Fathers of all ages participate in the same truth which
is God's glory in Christ.
For this reason, Pope Leo III told the Franks in no uncertain
terms that the Fathers left the Filioque out of the Creed neither
because of ignorance nor by omission, but by divine inspiration.
However, the implications of the Frankish Filioque were not
accepted by all Roman Christians in the Western Roman provinces
conquered by Franco-Latin Christendom and its scholastic
theology. Remnants of Roman biblical orthodoxy and piety have
survived all parts may one day be reassembled, as the full
implications of the Patristic tradition make themselves known,
and spirituality, as the basis of doctrine, becomes the center of
our studies.
* Because the question of the Filioque played such an
important role in the centuries long conflict between the
Frankish and Roman worlds, the author's study originally prepared
as the Orthodox position paper for the discussions on the Filioque
between Orthodox and Anglicans at the subcommision meeting in St.
Albans, England in 1975 and at the plenary commission meeting I
Moscow in 1976, is presented here as Lecture 3 in a revised form.
It was first published in Kleronomia, 7 (1975), 285-34 and
reprinted in Athens in 1978.
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